CONTACT US | TheOTCDesk Login | Home
Company Profile | Lending Rates | Borrowing Rates | Getting Started
OTC Markets | Bullion Banking | Internet Trading




Please address any questions or concerns regarding this policy to:

Alliance Financial, LLC
Attention: Compliance
116 N. York — STE 300
Elmhurst, Illinois 60126

Email Address:
Compliance@AFMetals.com

 

Privacy Policies

Alliance Financial, LLC

At Alliance Financial, LLC ("Alliance") maintaining client trust and confidence is a high priority. We understand that you are concerned with how we treat nonpublic personal information ("Client Information") that we obtain from you or from other sources about you in the course of providing our products and services to you. For this reason, we want you to understand our privacy policies and your right to opt out of disclosing certain information.

SECURITY PROCEDURES

Alliance restricts access to Client Information about you to:

  • Our employees and affiliates who need to know that information in order to provide the products and services you receive from us

  • Third-party brokers who have introduced you to us ("Introducing Brokers") and clearing firms such as Broker-Dealers and Futures Commissions Merchants to whom we may introduce you.

To protect the security of Client Information, we maintain physical, electronic, and procedural safeguards that comply with federal standards for guarding the information we collect about you.

INFORMATION WE COLLECT

In providing you with financial products and services, Alliance may collect the following types of Client Information:

  • Information we receive from your Introducing Broker (if any) or from you on account applications.
  • Information about your transactions with us, our affiliates, or others.
  • Information we receive from a consumer reporting agency.
  • Information regarding your use or experiences at our web sites.
INFORMATION WE DISCLOSE:

We do not disclose any nonpublic personal information about our customer or former customers to anyone, except as permitted by law. From time to time, we may disclose all of the information we collect as described above to companies that perform marketing services on our behalf or to other financial institutions with which we have joint marketing agreements. However, we prohibit any joint marketing firm from further sharing your information for any other purpose.

We may also disclose your Client Information to other nonaffiliated third parties as required by law, such as in response to a subpoena or legal process or in order to complete a transaction initiated and authorized by you.

RIGHT TO OPT OUT OF INFORMATION SHARING

If you prefer that we not disclose your Client Information to unaffiliated third parties, you may opt out of those disclosures. That is, you may direct us not to make those disclosures (other than disclosures permitted by law). If you wish to opt out of disclosure to nonaffiliated third parties, please confirm your wish to opt out of all information of your client information in writing by contacting us using one of the two methods listed below:

 
SEND MAIL TO:
OPT OUT
Alliance Financial, LLC
116 N. York - STE 300
Elmhurst, IL 60126
  or

 
 
EMAIL US AT
OptOut@AllianceFinancial-llc.com
JOINT ACCOUNT PROCEDURES

Please note that, if your account(s) with us is a joint account, any joint account holder may elect to opt out for all of the joint account holders

INTRODUCED ACCOUNTS

If Alliance introduces your account to another firm you will be receiving a privacy policy statement directly from such firm. Their policies and procedures for opting out of disclosure or use of your Customer Information may be different from ours. If you choose to opt out you must reply to each notice that you receive as set out in each notice.

 





© 2001-2018 Alliance Financial, LLC All Rights Reserved | Privacy Policy | Links | Legal